Statement of changes in beneficial ownership of securities
SEC Form 4
FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 | OMB APPROVALOMB Number:3235-0287Estimated average burdenhours per response:0.5 | |
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*Wang Sing (Last)(First)(Middle)2039, 2/F UNITED CENTER95 QUEENSWAY, ADMIRALTY (Street)HONG KONGF4 (City)(State)(Zip) | 2. Issuer Name and Ticker or Trading Symbol GLORY STAR NEW MEDIA GROUP HOLDINGS Ltd [ GSMG ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)DirectorX10% OwnerOfficer (give title below)Other (specify below) |
3. Date of Earliest Transaction (Month/Day/Year) 02/14/2020 | ||
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line)Form filed by One Reporting PersonXForm filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|
1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Ordinary Shares | 02/14/2020 | J(1) | 400,000 | D | (1) | 100,000(2) | D | |||
Ordinary Shares | 02/14/2020 | J(1) | 100,000 | D | (1) | 0(2) | D | |||
Ordinary Shares | 5,446,000 | I | See footnote 2 |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*Wang Sing (Last)(First)(Middle)2039, 2/F UNITED CENTER95 QUEENSWAY, ADMIRALTY (Street)HONG KONGF4 (City)(State)(Zip) |
1. Name and Address of Reporting Person*TKK Symphony Sponsor 1 (Last)(First)(Middle)2039, 2/F UNITED CENTER95 QUEENSWAY, ADMIRALTY (Street)HONG KONGF4 (City)(State)(Zip) |
Explanation of Responses: |
1. In connection with the consummation of the initial business combination of the issuer, (a) 400,000 ordinary shares of the issuer were returned by the reporting person to the issuer for no consideration and cancelled and (b) 100,000 ordinary shares of the issuer were transferred by the reporting person for no consideration to a third party. |
2. Does not include 5,446,000 ordinary shares held by TKK Symphony Sponsor 1 (the "Sponsor"). Sing Wang, the issuer's former Chief Executive Officer and Chairman of the Board of Directors, indirectly owns 100% of the equity interest of the Sponsor and is the sole owner of China Capital Advisors Corporation, which is the sole owner of Texas Kang Kai Capital Partners. Texas Kang Kai Capital Partners owns 100% of the equity interest of TKK Capital Holding, which is the sole member of the Sponsor. As such, Mr. Wang has sole voting and dispositive power over the shares held by the Sponsor. Mr. Wang disclaims beneficial ownership over any securities owned by the Sponsor other than to the extent he may have any pecuniary interest. |
/s/ Sing Wang | 02/19/2020 | |
/s/ Sing Wang, as Managing Member of TKK Symphony Sponsor 1 | 02/19/2020 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |